-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pepfi3Hdt7wslPdFdnVh37YXrd/IVheY91wMAHtdFaVS5GI60y71JFVyQlDomLaF 517ZdbN93KP2cln8tzbFkA== 0000936392-98-000165.txt : 19980212 0000936392-98-000165.hdr.sgml : 19980212 ACCESSION NUMBER: 0000936392-98-000165 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0201 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48895 FILM NUMBER: 98532202 BUSINESS ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 MAIL ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MADDEN LEANN CENTRAL INDEX KEY: 0001032411 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: HOT TOPIC INC STREET 2: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 BUSINESS PHONE: 9098696373 MAIL ADDRESS: STREET 1: HOT TOPIC INC STREET 2: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 SC 13G/A 1 SCHEDULE 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Hot Topic, Inc. ------------------------------- (Name of Issuer) Common Stock ------------------------------- (Title of Class of Securities) 441339 10 8 ------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). FILED FEBRUARY 11, 1998 (REFLECTING OWNERSHIP AS OF 12/31/97) Page 1 of 4 pages 2 - --------------------------- ------------------------- CUSIP NO.441339 10 8 13G PAGE 2 OF 4 PAGES - --------------------------- ------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS LEANN MADDEN - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 625 SHARES ------------------------------------------------ BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH REPORTING PERSON 247,300 WITH ------------------------------------------------ 7 SOLE DISPOSITIVE POWER 625 ------------------------------------------------ 8 SHARED DISPOSITIVE POWER 247,300 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 274,925 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.77% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 2 of 4 pages 3 ITEM 1. (a) Name of Issuer: HOT TOPIC, INC. (b) Address of Issuer's Principal Executive Officers: 3410 POMONA BOULEVARD POMONA, CA 91766 ITEM 2. (a) Name of Person Filing: LEANN MADDEN (b) Address of Principal Business Office or, if none, Residence: 3410 POMONA BOULEVARD POMONA, CA 91766 (c) Citizenship: UNITED STATES (d) Title of Class of Securities: COMMON STOCK (e) CUSIP Number: 441339 10 8 ITEM 3. NOT APPLICABLE. ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: 274,925, INCLUDING 625 SHARES ISSUABLE UPON EXERCISE OF OPTIONS WITHIN 60 DAYS OF DECEMBER 31, 1997, AND 274,300 SHARES HELD JOINTLY BY MS. MADDEN AND HER SPOUSE. (b) Percent of Class: 5.77% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 625 (ii) shared power to vote or to direct the vote: 274,300 (iii) sole power to dispose or to direct the disposition of: 625 (iv) shared power to dispose or to direct the disposition of: 274,300 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON NOT APPLICABLE. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. NOT APPLICABLE. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE. Page 3 of 4 pages 4 ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE. ITEM 10. CERTIFICATION NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1998 - ----------------------------------- Date /s/ LeAnn Madden - ----------------------------------- Signature LeAnn Madden - ----------------------------------- Name/Title Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----